U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 OMB APPROVAL ----------------------------- OMB NUMBER: 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response ...... 0.5 ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Beil Gary - -------------------------------------------------------------------------------- (Last) (First) (Middle) 21250 Hawthorne Boulevard - -------------------------------------------------------------------------------- (Street) Torrance CA 90503 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 09/14/2000 - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Total Renal Care Holdings, Inc. (TRL) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer: (Check all applicable) Director 10% Owner ----- ------ X Officer (give Other (Specify ----- title below) ------ below) Vice President and Controller - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) SEC 1473 (8-92) ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ FORM 3 (continued)
Table 1 -- Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficially Owned Direct (D) or Beneficial Ownership Indirect (I) (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - -------------------------- --------------------------- ----------------- ----------------------- Common Stock 40,000 D - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- - -------------------------- --------------------------- ----------------- ----------------------- Explanation of Responses: (1) The indicated option vests at 25% per year such that 15,000 shares vest on each of the following dates: 11/29/2000; 11/29/2001; 11/29/2002; and 11/29/2003. (2) The indicated option vests at 25% per year such that 22,500 shares vest on each of the following dates: 3/29/2001; 3/29/2002; 3/29/2003; and 3/29/2004. The final installment was accelerated and became exercisable on June 27, 2000, because the market price exceeded 1.864 times the exercise price on ten out of twenty trading days. **Intentional misstatements or omissions of fcats constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Gary Beil 9/25/00 _______________________________ ______________ **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure.
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of (Instr.4 cisable and Underlying Derivative Security or Exercise Form of Indirect Expiration (Instr. 4) Price of Derivative Beneficial Date Derivative Security: Ownership (Month/Day/ Security Direct (D) (Instr. 5) Year) or --------------- --------------------------------- Indirect (I) Date Expira- Amount (Instr. 5) Exer- tion or cisable Date Title Number of Shares - ------------------------------- ------- ------- ------------------------ ------ ------------- --------------- ------------- Options (1) 11/29/09 Common Stock 60,000 $7.0625 D - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- (16b-3 plan; right to buy) - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- Options (2) 3/29/05 Common Stock 90,000 $2.6875 D - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- (16b-3 plan; right to buy) - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ -------- ------------- --------------- -------------